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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2009-05-14
  • ME RA
    APPROVED
    Since 2009-05-14

Branch Locations

1 Landing Road, Windham, ME 04062 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 05/2009 Present
Previous Registrations
  • 2008-10-06 → 2009-03-26
    Banc Of America Investment Services, Inc.
    South Portland, ME
  • 2005-02-07 → 2008-09-26
    South Portland, ME
    Portland, ME
Other Businesses

ORION WAY ROAD ASSOCIATION, NOT INVESTMENT RELATED, 15 ORION WAY, WINDHAM, ME 04062, SECRETARY/TREASURER, ROAD ASSOCIATION FOR UPKEEP AND MAINTENANCE FOR OUR PRIVATE ROAD, START DATE 9/7/14, 1-2 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-05
  • S66 Uniform Combined State Law Examination
    2005-02-05

View on SEC IAPD

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