Best Investors Account Sign in
Current Employers
Rock Elm Capital Management Llc

30 Old Kings Highway South, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-08-29
  • CT RA
    APPROVED
    Since 2017-08-29

Branch Locations

30 Old Kings Highway South, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rock Elm Capital Management Llc Darien CT 01/2016 Present
Other Businesses

Name & Address of Business Behre Dolbear Group Inc. 4255 S. Buckley Road, #425 Aurora, CO 80013 Investment Related? - No Nature of Business - Technical advisory services to the mining industry. Position, Title, Relationship - Principal, 14% owner, private company. Hours per Month - 0 hours - No current duties. Start Date - 06/01/2009 Name & Address of Business Bacchus Capital Advisors Ltd 6 Adam St London, WC2N 6AD, U.K. 44 20 3848 1640 Investment Related? - Yes Nature of Business - Strategic advisory services to the minerals industries. Position, Title, Relationship - Member of the Advisory Board Hours per Month - 10 hours/month No set duties, general collaborative communication via email and phone. Start Date - 02/01/2017 Name & Address of Business Pivot Industries Ltd 6424 Willow Broom Trail Littleton, CO 80125 Investment Related? - No Nature of Business - Technology firm, SaaS platform for collaborative data and communications management. Position, Title, Relationship - Member of the Advisory Board. Hours per Month - 5 hours/month. No set duties, general collaborative communication via email and phone. Start Date - 01/01/2018

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-29
S63 Uniform Securities Agent State Law Examination 2004-12-30
  • S65 Uniform Investment Adviser Law Examination
    2017-08-29
  • S63 Uniform Securities Agent State Law Examination
    2004-12-30
Other Names
  • Karr P Mccurdy

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Darien, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor