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Current Employers
Axient Investment Advisors Llc

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-03
AL RA APPROVED 2026-02-17
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • AL RA
    APPROVED
    Since 2026-02-17

Branch Locations

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

454 N Pine St, Florence, AL 35630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Florence AL 04/2014 Present
Stonex Advisors Inc. Florence AL 06/2016 02/2026
  • 04/2014 → Present
    Stonex Securities Inc.
    Florence, AL
  • 06/2016 → 02/2026
    Florence, AL
Previous Registrations
  • 2016-06-30 → 2026-02-11
    Florence, AL
    Birmingham, AL
    Florence, AL
    Florence, AL
  • 2014-04-25 → 2016-06-30
    Intl Advisory Consultants Inc.
    Florence, AL
  • 2008-01-01 → 2014-04-28
    Florence, AL
  • 2004-10-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Florence, AL
    St. Louis, MO
    Florence, AL
Other Businesses

1)RENTAL PROPERTY; INV RELATED; FLORENCE, AL; 100% OWNERSHIP WITH SPOUSE; START 2005; 5 HRS DEVOED PER MONTH; 0 DURING TRADING. 2)RENTAL PROPERTY; INV RELATED; SHEFFIELD, AL; RENTAL PROPERTY; OWNER; START DATE 4/1/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING. 3)RENTAL PROPERTY; INV RELATED; FLORENCE, AL; CO-OWNER; START DATE 12/2013; 2 HRS PER MONTH; 0 HRS DURING TRADING. 4)RENTAL PROPERTY, INV RELATED, FLORENCE, AL, 50% OWNER, START: 3/2014, 2 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. 5)BA REALTY LLC, INV RELATED, FLORENCE, AL, 50% OWNER, 1 HOUR PER MONTH/0 DURING TRADING. 6)First United Methodist Church; 415 N Seminary Street, Florence, AL 35630; Review income, expenses, and create budget; Non-investment related; Church Finance Committee Board Member; Hold monthly meeting to review budget; 11/08/2018; 1 hr per month and 0 hrs during market hrs. 7) TAAC LLC - 4025 COUNTY RD 19, FLORENCE, AL 35633 NATURE OF BUSINESS: Apartment and commercial Rental Space INVESTMENT RELATED: NO BUSINESS POSITION: OWNER BUSINESS DUTIES: Business Manager BUSINESS START DATE: 01/01/2019 APPROXIMATELY 2 HOURS SPENT ON THIS OBA MONTHLY. 8) J. Hat LLC 310 Cypress Mill Road Florence Al 35633 Nature of Business: J. Hat LLC is the LLC operating Voodoo Wing Company. Food service activity Investment Related: No Business Position: Minority Owner Business Duties: 10% owner of LLC, No duties Business Start Date: 05/05/2022 Approximately one hour spent on this OBA monthly, with one hour spent during market hours. 9) Eagle Creek Wealth Managment - 401 East Tennessee Street Florence Al 35630 Nature of Business: Investment services Investment Related: Yes Business Position: Managing Partner Business Duties: Managing Partner Business Start Date: 09/30/2022 Approximately 50 hours spent on this OBA monthly with 50 during market hours. 10) Axient Investment Advisors, LLC - 403 Madison Street SE, 2nd Floor, Huntsville, AL 35801 Nature of Business: RIA Investment Related: Yes Business Position: Partner Owner Business Duties: Manager client accounts Business Start Date: 02/09/2026 Approximately 160hours spent on this OBA monthly, with 160 during market hours. 11) Axient Financial Services, LLC - 403 Madison street SE, Huntsville Al 35801 Nature of Business: Insurance Agency -possible for future use Investment Related: Yes Business Position: Partner Business Duties: Partner Business Start Date: 12/03/2025 Zero hours spent on this OBA monthly

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-20
  • S66 Uniform Combined State Law Examination
    2004-10-20

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