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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2006 | 06/2019 |
| Raymond James Financial Services Advisors, Inc. | Cincinnati | OH | 07/2019 | Present |
| Raymond James Financial Services, Inc. | Cincinnati | OH | 07/2019 | Present |
| First Financial Bank | Cincinnati | OH | 07/2019 | 08/2020 |
| Yellow Cardinal Brokerage Services | Cincinnati | OH | 07/2019 | Present |
(1)Name of Business: Yellow Cardinal Brokerage Services Address: 225 Pictoria Drive, Suite 800, Cincinnati, OH, 45246, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/11/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Director of Retail Brokerage. I am the program manager for the RJ Brokerage division.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-09 |
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