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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-22 |
| WV | RA | APPROVED | 2020-08-06 |
Branch Locations
500 Lee Street East Suite 170, Charleston, WV 25301-3201 • United States
Charleston, WV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow Llc | Charleston | WV | 10/2012 | 07/2020 |
| Bb&T Securities, Llc | Charleston | WV | 01/2013 | 07/2020 |
| Rbc Capital Markets, Llc | Charleston | WV | 07/2020 | Present |
| City National Bank | Charleston | WV | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-10 |
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