Brian Jude Tevenan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Santa Barbara, CA
• 07/2010 → Present
  Bank Of America, Na
  Westlake Village, CA

Previous Registrations

• 2009-06-01 → 2010-07-21
  Morgan Stanley
  Santa Barbara, CA
• 2004-10-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Santa Barbara, CA
  Santa Barbara, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-11
• S63 Uniform Securities Agent State Law Examination
  2004-09-28