Michael James Lord

Current Employers

Employment History

• 11/2010 → 10/2019
  1St Global Capital Corp.
  San Diego, CA
• 11/2010 → 10/2019
  1St Global Advisors, Inc.
  San Diego, CA
• 11/2010 → Present
  Armstrong, Fisch & Tutoli Law Firm
  San Diego, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  San Diego, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  San Diego, CA
• 01/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  San Diego, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  San Diego, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  San Diego, CA
• 2010-11-24 → 2019-10-25
  1St Global Advisors Inc
  San Diego, CA
• 2010-04-27 → 2010-10-29
  Chase Investment Services Corp.
  Escondido, CA
• 2005-10-24 → 2010-01-25
  Wells Fargo Investments, Llc
  Coronado, CA
  San Diego, CA
  Coronado, CA
  San Diego, CA

Other Businesses

1) LORD INSURANCE GROUP, INC POSITION: CFO/TREASURER NATURE: CAPTIVE INSURANCE PLAN INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2010 ADDRESS: PO Box 339, Park City UT 84060, United States DESCRIPTION: THE BROKERAGE ACCOUNT IS HELD AT 1ST GLOBAL 2) LORD REAL PROPERTY TRUST POSITION: Trustee NATURE: Trustee on parents trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2021 ADDRESS: 648 Elizabeth St, San Marcos CA 92069, United States DESCRIPTION: My parents created an irrevocable trust for the benefit of their children for tax planning purposes. I am a co-trustee with my sister. Only asset ismy parents home. 3) ARMSTRONG, FISCH & TUTOLI LAW FIRM POSITION: PARAPLANNER NATURE: Law firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2010 DESCRIPTION: Law firm 4) AF&T FINANCIAL GROUP, INC. POSITION: Para planner NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/01/2010 DESCRIPTION: Provide financial services to clients 5) LORD ENGINEERING CORP. 401K PLAN/DEFINED BENEFIT PLAN POSITION: null NATURE: 401K PLAN/DEFINED BENEFIT PLAN INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009 ADDRESS: , Encinitas CA 92024, United States DESCRIPTION: NOT INVESTMENT RELATED; AUTHORIZED 6 ) SML POA POSITION: POA NATURE: Power of Attorney for my Father Stephen M Lord INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2023 ADDRESS: 109 Peppertree Ln, Encinitas CA 92024, United States DESCRIPTION: I have a POA for my father as he is traveling internationally and might need me to sign Real estate sale documents on his behalf. I do not expect to use the authority as he is scheduled to return prior to closing. 7 ) M. J. L. Living Trust; TRUSTEE; TRUST; NIR; 0; 09/09/2009; San Marcos CA 92069;

Exams

• S66 Uniform Combined State Law Examination
  2005-10-21