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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-20 |
| TX | RA | APPROVED_RES | 2020-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 06/2016 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 09/2016 | 05/2019 |
| Bnp Paribas | Bank Of The West | Newport Beach | CA | 04/2019 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 11/2020 | Present |
| J.P. Morgan Securities Llc | Irvine | CA | 11/2020 | Present |
| Compass Group Usa | Los Angeles | CA | 10/2019 | 12/2019 |
| Murray'S Transportation Services Llc | Irvine | CA | 05/2008 | Present |
I*98454 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MURRAY'S TRANSPORTATION AGENCY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS:IRVINE, CALIFORNIA 92618 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/21/2008 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRANSPORTATION AGENCY, LLC (FORMERLY TRANSPORTATION AGENCY) WAS ESTABLISHED IN 05/2008. THE COMPANY PROVIDES HOME TO SCHOOL TRANSPORTATION FOR STUDENTS WITH SPECIAL NEEDS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-14 |
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