Best Investors Account Sign in
Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-02-08
  • ME RA
    APPROVED
    Since 2021-02-08

Branch Locations

701 Us Route 1 Unit 4, Yarmouth, ME 04096 • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Layline Advisors Washington DC 03/2018 10/2020
Principles For Responsible Investment (Unpri) London 01/2016 09/2016
Unemployed Washington DC 09/2016 03/2018
Lpl Financial, Llc Yarmouth ME 11/2020 Present
Flagship Harbor Advisors, Llc Yarmouth ME 11/2020 12/2020
Flagship Harbor Advisors, Llc Yarmouth ME 12/2020 Present
Previous Registrations
  • 2018-03-15 → 2021-01-19
    Yarmouth, ME
    Rochester, NY
    Topsham, ME
    Yarmouth, ME
Other Businesses

1. 11/10/2020 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 08/05/2021 - Shepard Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/06/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 3/6/2023 - Three Pines Capital, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/30/2022 - 160 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-14
S65 Uniform Investment Adviser Law Examination 2017-12-22
S66 Uniform Combined State Law Examination 2005-03-16
  • S63 Uniform Securities Agent State Law Examination
    2020-12-14
  • S65 Uniform Investment Adviser Law Examination
    2017-12-22
  • S66 Uniform Combined State Law Examination
    2005-03-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Yarmouth, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor