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Nicholas Adam Hillman

LPl Financial LLC

San Diego, CA

CRD 4835024

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-07-20
  • CA RA
    APPROVED
    Since 2006-07-20

Branch Locations

4425 Bayard St Ste 110, San Diego, CA 92109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 07/2016 Present
  • 07/2016 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2004-11-09 → 2006-06-07
    Securian Financial Services, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

1- 05/18/2026 - Patenaude Wealth Management, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/08/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-06
  • S66 Uniform Combined State Law Examination
    2004-11-06

View on SEC IAPD

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