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Inactive

Clifford Anthony Downie

Downie Financial Group

Mission Viejo, CA

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Current Employers
Downie Financial Group

26050 Acero, Mission Viejo, CA 92691 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-10
TX RA APPROVED_RES 2020-10-05
CA RA APPROVED 2017-07-18
  • AZ RA
    APPROVED
    Since 2022-05-10
  • TX RA
    APPROVED_RES
    Since 2020-10-05
  • CA RA
    APPROVED
    Since 2017-07-18

Branch Locations

26050 Acero, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Mission Viejo CA 06/2013 11/2017
Downie Financial Group Mission Viejo CA 06/2017 Present
  • 06/2013 → 11/2017
    Fsc Securities Corporation
    Mission Viejo, CA
  • 06/2017 → Present
    Downie Financial Group
    Mission Viejo, CA
Previous Registrations
  • 2013-06-11 → 2017-12-06
    Fsc Securities Corporation
    Atlanta, GA
    Mission Viejo, CA
  • 2010-09-22 → 2013-06-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 2004-10-06 → 2010-09-27
    Wells Fargo Investments, Llc
    Irvine, CA
    Irvine, CA
    Costa Mesa, CA
    La Habra, CA
    Garden Grove, CA
    Buena Park, CA
    Buena Park, CA
    Garden Grove, CA
    Brea, CA
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-05
  • S66 Uniform Combined State Law Examination
    2004-10-05
Other Names
  • Clifford Anthony Popper
  • Clifford Anthony Popper

View on SEC IAPD

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Other Investors

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Robert Joseph Brown
STEVEN DAVID SHIELDS
Karim A. Mekhail
Logan S. Sandhu
WESLEY GARY GUNTER
Carmelo Anthony Battaglia
WILLIAM RONALD EDDE

Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

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