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Brook Nicholas Biddy

Wells Fargo Clearing Services, LLC

Winston Salem, NC

North Wilkesboro, NC

North Wilkesboro, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
NC RA APPROVED 2011-11-07
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • NC RA
    APPROVED
    Since 2011-11-07

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

205 Tenth St, North Wilkesboro, NC 28659 • United States

315 Main St, North Wilkesboro, NC 28659 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston-Salem NC 10/2011 11/2016
Wells Fargo Clearing Services, Llc Winston-Salem NC 11/2016 Present
Previous Registrations
Other Businesses

WILKES EDUCATION FOUNDATION INC.; NOT INV. RELATED; NORTH WILKESBORO, NC; FINANCE COMMITTEE MEMBER; START DATE 1/1/2022; 1 HR PER QUARTER; 0 HRS DURING TRADING; DUTIES: DISCUSS AND MAKE RECOMMENDATIONS TO THE BOARD FOR FINANCE RELATED REQUESTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-21
S63 Uniform Securities Agent State Law Examination 2005-03-26
  • S66 Uniform Combined State Law Examination
    2007-05-21
  • S63 Uniform Securities Agent State Law Examination
    2005-03-26
Other Names
  • Nick Biddy

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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