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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-09
VA RA APPROVED 2021-12-08
  • TX RA
    APPROVED
    Since 2021-12-09
  • VA RA
    APPROVED
    Since 2021-12-08

Branch Locations

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Security, Inc. Los Angeles CA 10/2015 03/2017
Wells Fargo Clearing Services, Llc Waynesboro VA 05/2017 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlottesville VA 11/2021 Present
Bank Of America, N.A. Charlottesville VA 10/2022 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; EL SALVADOR; 100% OWNERSHIP; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.I*629242For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Auchapan, , 0000Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2021Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 1Duties: I*1756270 Entity For Profit Name of OBA: Address: Costa Azul, Auchapan, 000000 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/01/2024 No Hours: 5 No Hours during trading: 0 Duties: Handcraft Cigar Making in the Country of El Salvador. Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-16
S63 Uniform Securities Agent State Law Examination 2004-10-21
  • S66 Uniform Combined State Law Examination
    2008-06-16
  • S63 Uniform Securities Agent State Law Examination
    2004-10-21
Other Names
  • Bryan Omar Vides
  • Bryan Ovides

View on SEC IAPD

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