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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-09 |
| VA | RA | APPROVED | 2021-12-08 |
Branch Locations
650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Security, Inc. | Los Angeles | CA | 10/2015 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Waynesboro | VA | 05/2017 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlottesville | VA | 11/2021 | Present |
| Bank Of America, N.A. | Charlottesville | VA | 10/2022 | Present |
RENTAL PROPERTY; INV. RELATED; EL SALVADOR; 100% OWNERSHIP; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.I*629242For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Auchapan, , 0000Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2021Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 1Duties: I*1756270 Entity For Profit Name of OBA: Address: Costa Azul, Auchapan, 000000 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/01/2024 No Hours: 5 No Hours during trading: 0 Duties: Handcraft Cigar Making in the Country of El Salvador. Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-21 |
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