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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-08-28
TX RA APPROVED 2014-11-21
  • IN RA
    APPROVED
    Since 2015-08-28
  • TX RA
    APPROVED
    Since 2014-11-21

Branch Locations

9495 Keilman Rd, Saint John, IN 46373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc St John IN 05/2012 Present
Thrivent Financial For Lutherans Appleton WI 08/2012 Present
Other Businesses

LIONS CLUB POSITION: Past President - Board Member NATURE: To Organize, charter and supervise service clubs to be known as Lions clubs. To Coordinate the activities and standardize the administration of Lions clubs. To Create and foster a spirit of understanding among the peoples of the world. To Promote the principles of good government and good citizenship. To Take an active interest in the civic, cultural, social and moral welfare of the community. To Unite the clubs in the bonds of friendship, good fellowship and mutual understanding. To Provide a forum for the open discussion of all matters of public interest; provided, however, that partisan politics and sectarian religion shall not be debated by club members. To Encourage service-minded people to serve their community without personal financial reward, and to encourage efficiency and promote high ethical standards in commerce, industry, professions, public works and private endeavors. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2018 ADDRESS: 18600 Wentworth Ave, Lansing IL 60438, United States DESCRIPTION: Call to order meeting. Make announcements relating to the club and its purpose. Bring meeting to close. Oversee any andall committees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
S63 Uniform Securities Agent State Law Examination 2012-06-25
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2012-06-25

View on SEC IAPD

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