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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
IN RA APPROVED 2016-01-21
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • IN RA
    APPROVED
    Since 2016-01-21

Branch Locations

9600 Wicker Avenue, St. John, IN 46373 • United States

115 South Court Street, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mj Photography Of Nwi Llc Hammond IN 03/2009 05/2018
Jp Morgan Chase Bank Dyer IN 11/2015 04/2023
Jpmorgan Securities Llc Dyer IN 11/2015 04/2023
Jpmorgan Chase Bank, N.A. Crown Point IN 04/2023 Present
J.P. Morgan Securities Llc Crown Point IN 04/2023 Present
  • 03/2009 → 05/2018
    Mj Photography Of Nwi Llc
    Hammond, IN
  • 11/2015 → 04/2023
    Jp Morgan Chase Bank
    Dyer, IN
  • 11/2015 → 04/2023
    Jpmorgan Securities Llc
    Dyer, IN
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Crown Point, IN
  • 04/2023 → Present
    Crown Point, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-05
  • S66 Uniform Combined State Law Examination
    2013-04-05
Other Names
  • Mike Johnson
  • Michael E Johnson
  • Michael Eric Johnson

View on SEC IAPD

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