Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Frankfort | IL | 03/2017 | 10/2018 |
| Pnc Mortgage | Downers Grove | IL | 02/2014 | 03/2017 |
| Bmo Bank Na | Frankfort | IL | 12/2018 | Present |
| Lpl Financial Llc | Frankfort | IL | 03/2021 | Present |
1) 03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Frankfort, IL 60423 2) 03/2021 - Financial Institution Duty - BMO Bank NA - 160Hrs/Mo 40Hrs/Mo During Trading - Investment Related - At Reported Business Location(s) - Started 12/2018 3) 03/2021 - Notary - Stephanie Bailey - 1Hr/Mo During Trading - Investment Related - At Reported Business Location(s) - Started 04/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-16 |
Reach out to this advisor