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David Allen Council

J.P. Morgan Securities LLC

St. John, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-09
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-05-09
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

9600 Wicker Avenue, St. John, IN 46373 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Saint John IN 10/2012 Present
Jpmorgan Chase Bank, N.A. Saint John IN 10/2012 Present
Previous Registrations
  • 2010-07-29 → 2012-10-01
    Chase Investment Services Corp.
    St. John, IN
    Munster, IN
    Schererville, IN
  • 2009-09-21 → 2010-07-23
    Fifth Third Securities, Inc.
    Gary, IN
    Merrillville, IN
    Demotte, IN
    Chesterton, IN
    Michigan City, IN
    Michigan City, IN
    Crown Point, IN
  • 2007-07-24 → 2009-09-18
    Chase Investment Services Corp.
    Crown Point, IN
    Crown Point, IN
  • 2005-07-06 → 2007-07-19
    Chase Investment Services Corp.
    Crown Point, IN
    Crown Point, IN
  • 2005-02-04 → 2005-07-06
    Banc One Securities Corporation
    Crown Point, IN
  • 1998-12-14 → 2002-11-08
    Ameriprise Financial Services, Llc
    Merrillville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-30
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30

View on SEC IAPD

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FIFTH THIRD SECURITIES, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
VOYA FINANCIAL ADVISORS, INC.

Other Investors

Christian Reid Crum
GARY DWIGHT CRUM
ZACHARY BLAKE GRAY
Dawn Marie Carrico
DOUGLAS ALLAN SANTEFORT
THOMAS FRANCIS HIVKO
HOWARD HAROLD SCOTT HOLMES
Joseph Zuccarelli

Other Offices

MIDWEST INVESTMENT AND RETIREMENT MANAGEMENT, INC. · ST. JOHN, IN
ROOTED WEALTH ADVISORS · St. John, IN
EDWARD JONES · ST JOHN, IN
SANTEFORT INVESTMENT GROUP, LLC · SCHERERVILLE, IN
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · SHERERVILLE, IN
J.P. MORGAN SECURITIES LLC · SCHERERVILLE, IN
EDWARD JONES · SCHERERVILLE, IN
FIFTH THIRD SECURITIES, INC. · SCHERERVILLE, IN

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