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Mary Xuan Mai

Wells Fargo Clearing Services, LLC

Allentown, PA

Bethlehem, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-04
PA RA APPROVED 2007-03-16
  • TX RA
    APPROVED_RES
    Since 2026-02-04
  • PA RA
    APPROVED
    Since 2007-03-16

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

3926 Linden St (Nazareth Pike), Bethlehem, PA 18020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Bethlehem PA 11/2009 Present
Wells Fargo Advisors Llc Bethlehem PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bethlehem PA 11/2016 Present
  • 11/2009 → Present
    Wachovia Bank, N.A.
    Bethlehem, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bethlehem, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bethlehem, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-28
  • S66 Uniform Combined State Law Examination
    2005-02-28

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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