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Peter Browning Dolan

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-02-15
TX RA APPROVED 2024-02-15
  • CO RA
    APPROVED
    Since 2024-02-15
  • TX RA
    APPROVED
    Since 2024-02-15

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Denver CO 09/2012 Present
Jpmorgan Chase Bank, N.A. Denver CO 09/2012 Present
Previous Registrations
  • 2006-02-14 → 2008-08-08
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-15
S63 Uniform Securities Agent State Law Examination 2004-12-06
  • S65 Uniform Investment Adviser Law Examination
    2024-02-15
  • S63 Uniform Securities Agent State Law Examination
    2004-12-06
Other Names
  • Peter Browning Dolan

View on SEC IAPD

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