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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-01-14 |
Branch Locations
2851 South Pike Avenue, Suite D, Allentown, PA 18103 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2008-09-30 |
Branch Locations
2851 South Pike Ave "D", Allentown, PA 18103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Allentown | PA | 09/2008 | Present |
| Private Advisor Group, Llc | Allentown | PA | 01/2013 | Present |
1. 12/23/2013 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PRIVATE ADVISOR GROUP - WE CHARGE WRAP FEES FOR ADVISORY ACCOUNTS AND 401K PLANS. WE ALSO OFFER FINANCIAL PLANS FOR A FEE HOWEVER, WE DO NOT DO ANY AS OF YET. - TIME SPENT 60% - ALLENTOWN, PA 2. 9/30/08 - NOTARY / 1% TIME SPENT / ACTIVITY BEGAN 5/2007. 3. 11/10/2015 * Pinnacle Advisor Group * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2012 * 8 HRS/MO DURING SECS TRDG HRS. 4. 1/6/2021 - Pinnacle Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Started 12/23/2013 - 96 Hours Per Month/6 Hours During Securities Trading - I provide administrative support to Pinnacle Advisor Group, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-27 |
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