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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-09-10
  • MN RA
    APPROVED
    Since 2015-09-10

Branch Locations

510 22Nd Ave E, Suite 202B, Alexandria, MN 56308 • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

510 22Nd Avenue E, Suite 202, Alexandria, MN 56308 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Alexandria MN 05/2012 Present
Private Advisor Group, Llc Alexandria MN 10/2012 Present
Previous Registrations
Other Businesses

(1) 05/30/2012 - DBA ONLY - STONEBRIDGE WEALTH MANAGEMENT, LLC - ALEXANDRIA, MN (2) 05/11/2012; SMC, LLC; Business Entity For Tax/Investment Purposes Only; INV REL; AT REPORTED BUSINESS LOCATION(S); LLC for LPL commissions; TIME SPENT 0. (3) 05/24/2012 - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - 50% OF TIME SPENT - ALEXANDRIA, MN (4) 1/9/2018 - Private Advisor Group, LLC - DBA: StoneBridge Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/20/12 - 120 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/9/2018. I expect to spend approximately 110 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-29
S63 Uniform Securities Agent State Law Examination 2004-11-18
  • S65 Uniform Investment Adviser Law Examination
    2004-11-29
  • S63 Uniform Securities Agent State Law Examination
    2004-11-18
Other Names
  • Christine Marie Allen

View on SEC IAPD

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