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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-09-10 |
Branch Locations
510 22Nd Ave E, Suite 202B, Alexandria, MN 56308 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
510 22Nd Avenue E, Suite 202, Alexandria, MN 56308 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Alexandria | MN | 05/2012 | Present |
| Private Advisor Group, Llc | Alexandria | MN | 10/2012 | Present |
(1) 05/30/2012 - DBA ONLY - STONEBRIDGE WEALTH MANAGEMENT, LLC - ALEXANDRIA, MN (2) 05/11/2012; SMC, LLC; Business Entity For Tax/Investment Purposes Only; INV REL; AT REPORTED BUSINESS LOCATION(S); LLC for LPL commissions; TIME SPENT 0. (3) 05/24/2012 - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - 50% OF TIME SPENT - ALEXANDRIA, MN (4) 1/9/2018 - Private Advisor Group, LLC - DBA: StoneBridge Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/20/12 - 120 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/9/2018. I expect to spend approximately 110 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-18 |
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