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Raul David Palma

Mercer Global Advisors Inc.

Denver, CO

Thousand Oaks, CA

Kahului, HI

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-06-24
CA RA APPROVED 2025-06-17
  • HI RA
    APPROVED
    Since 2026-06-24
  • CA RA
    APPROVED
    Since 2025-06-17

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Thousand Oaks, CA • United States

33 Lono Avenue Suite 390, Kahului, HI 96732 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Thousand Oaks CA 06/2025 Present
Charles Schwab & Co. Inc. Thousand Oaks CA 06/2012 10/2022
Charles Schwab & Co. Inc. Thousand Oaks CA 10/2022 05/2025
Previous Registrations
  • 2008-07-14 → 2025-06-07
    Charles Schwab & Co., Inc.
    Woodland Hills, CA
    Thousand Oaks, CA
    Woodland Hills, CA
    Lone Tree, CO
    Thousand Oaks, CA
  • 2006-03-28 → 2008-06-23
    Charles Schwab & Co., Inc.
    Phoenix, AZ
    Phoenix, AZ
  • 2005-08-02 → 2006-03-10
    Morgan Stanley Dw Inc.
    Torrance, CA
  • 2005-06-30 → 2005-08-18
    Ifmg Securities, Inc.
    Upland, CA
  • 2005-01-04 → 2005-05-20
    Ifmg Securities, Inc.
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-23
Designations
Other Names
  • Raul D. Palma
  • Raul David Palma-Perich
  • Raul David Palma

View on SEC IAPD

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EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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