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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-17
CA RA APPROVED 2012-03-12
  • TX RA
    APPROVED
    Since 2018-08-17
  • CA RA
    APPROVED
    Since 2012-03-12

Branch Locations

13045 Rosedale Hwy, Bakersfield, CA 93314 • United States

5610 Lake Isabella Blvd, Lake Isabella, CA 93240 • United States

4500 Coffee Rd, Bakersfield, CA 93308 • United States

10610 Stockdale Hwy Ste A, Bakersfield, CA 93311 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bakersfield CA 03/2012 11/2016
Wells Fargo Clearing Services, Llc Bakersfield CA 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2012-03-12
    Bakersfield, CA
    Bakersfield, CA
    Roseville, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
  • 2004-08-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Bakersfield, CA
    Bakersfield, CA
    Roseville, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Lake Isabella, CA
    Bakersfield, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; BAKERSFIELD, CA; 100% OWNER WITH SPOUSE; START: 10/7/16; 1 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-25
  • S66 Uniform Combined State Law Examination
    2004-08-25
Other Names
  • Kvasnicka
  • Joseph John Kvasnicka

View on SEC IAPD

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