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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Dallas | TX | 04/2012 | 10/2019 |
| 1St Global Advisors Inc. | Dallas | TX | 04/2012 | 10/2019 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 06/2024 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2019 | 06/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2024 | Present |
| Thrivent Financial | Appleton | WI | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-16 |
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