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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-12
TX RA APPROVED 2024-01-12
  • CO RA
    APPROVED
    Since 2024-01-12
  • TX RA
    APPROVED
    Since 2024-01-12

Branch Locations

1910 Vindicator Dr Suite 104, Colorado Springs, CO 80919 • United States

112 West D Street Suite 210 D, Pueblo, CO 80919 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesterfield MO 12/2014 01/2019
Securities America, Inc. Chesterfield MO 01/2019 05/2019
Arbor Point Advisors Chesterfield MO 01/2019 05/2019
Ameriprise Financial Services, Inc. Colorado Springs CO 06/2019 01/2024
Triad Advisors Norcross GA 01/2024 08/2024
Triad Hybrid Solutions Norcross GA 01/2024 08/2024
Osaic Wealth, Inc. Colorado Springs CO 08/2024 Present
  • 12/2014 → 01/2019
    Ameriprise Financial Services, Inc.
    Chesterfield, MO
  • 01/2019 → 05/2019
    Securities America, Inc.
    Chesterfield, MO
  • 01/2019 → 05/2019
    Arbor Point Advisors
    Chesterfield, MO
  • 06/2019 → 01/2024
    Ameriprise Financial Services, Inc.
    Colorado Springs, CO
  • 01/2024 → 08/2024
    Triad Advisors
    Norcross, GA
  • 01/2024 → 08/2024
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Colorado Springs, CO
Previous Registrations
Other Businesses

1) APPT WITH MULTIPLE INSURANCE CARRIERS POSITION: Financial Advisor NATURE: appointment with multiple insurance carriers INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 1910 Vindicator Dr, Ste 104, Colorado Springs CO 80919, United States DESCRIPTION: Work with various insurance providers to obtain illustrations, quotes & place contracts/policies for clients 2) Growth Partnership LLC POSITION: W2 employee of Growth Partnership NATURE: outside employment INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2022 ADDRESS: 1910 Vindicator Dr, Ste 104, Colorado Springs CO 80919, United States DESCRIPTION: Time supporting financial budgeting & strategic decision making for the entity 3) LIFE WELL LIVED FINANCIAL GROUP POSITION: financial advisor NATURE: team practice name under Growth Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2022 ADDRESS: 1910 Vindicator Dr, Ste 104, Colorado Springs CO 80919, United States DESCRIPTION: financial advisor who provides financial planning and investment advice as a team member dba Life Well Lived Financial Group, leadership member within LWLFG 4)Book Sales/Marketing; Investment related: no; 2545 Paseo Verde, Colorado Springs, CO 80904; Nature or Structure of Business: Assisting with the marketing of Paul Franco's book, Success with Succession.; Position: Marketing Assistant; Start date: 06/01/2024; hours per month: 10; securities trading hours: 0; Duties: Assisting with the marketing of a book to generate sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-27
  • S66 Uniform Combined State Law Examination
    2004-08-27
Designations

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