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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-05
TX RA APPROVED_RES 2016-11-15
CO RA APPROVED 2012-02-03
  • FL RA
    APPROVED
    Since 2018-01-05
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • CO RA
    APPROVED
    Since 2012-02-03

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Centennial, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Inc. Denver CO 02/2012 Present
  • 02/2012 → Present
    Robert W. Baird & Co. Inc.
    Denver, CO
Previous Registrations
  • 2009-06-01 → 2012-02-08
    Greenwood Village, CO
  • 2008-05-29 → 2009-06-01
    Englewood, CO
  • 2006-10-30 → 2007-08-17
    Allianz Global Investors Managed Accounts Llc
    Stamford, CT
Other Businesses

NAME/ADDRESS: Economic Club of Colorado / 191 University Boulevard Denver, CO 80206. NATURE OF BUSINESS: Professional Organization. INVESTMENT-RELATED: Yes. POSITION: Board Member. START DATE: 01/01/2017. APPRX # OF HOURS DEVOTED: 3 hours/month, 1 during securities trading hours. DUTIES IN POSITION: Helping seek new members and organize events around economics and Colorado business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-19
  • S66 Uniform Combined State Law Examination
    2006-10-19

View on SEC IAPD

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