Best Investors Account Sign in

Ashish Verma

J.P. Morgan Securities LLC

Monroe, CT

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-05
  • CT RA
    APPROVED
    Since 2022-05-05

Branch Locations

456 Monroe Turnpike, Monroe, CT 06468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Danbury CT 11/2012 04/2022
J.P. Morgan Securities Llc Monroe CT 04/2022 Present
Jpmorgan Chase Bank, N.A. Monroe CT 04/2022 Present
  • 11/2012 → 04/2022
    Wells Fargo Bank Na
    Danbury, CT
  • 04/2022 → Present
    J.P. Morgan Securities Llc
    Monroe, CT
  • 04/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Monroe, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-14
S63 Uniform Securities Agent State Law Examination 2004-07-28
  • S65 Uniform Investment Adviser Law Examination
    2020-10-14
  • S63 Uniform Securities Agent State Law Examination
    2004-07-28

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SLADEK & WITEK, LLP
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERITAS ADVISORY SERVICES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JAMES AGOSTISI
CHRISTIAN MICHAEL MORGAN
IRA TABER
Jeffrey Allan Spiewak
GENE BORCHETTA
CRAIG LOUIS MEADOWS
JOSEPH NORBERT SLADEK
JOHN STEVEN WITEK

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · MONROE, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Monroe, CT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Trumbull, CT
SLADEK & WITEK, LLP · TRUMBULL, CT
LPL FINANCIAL LLC · MONROE, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MONROE, CT
AMERITAS ADVISORY SERVICES, LLC · Trumbull, CT
AMERITAS ADVISORY SERVICES, LLC · TRUMBULL, CT

More in Monroe, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor