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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-24
CA RA APPROVED 2010-01-01
  • TX RA
    APPROVED_RES
    Since 2016-06-24
  • CA RA
    APPROVED
    Since 2010-01-01

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 01/2010 Present
Previous Registrations
Other Businesses

1) Name of Business: CARLOS FERNANDO ALONSO./ Address: Mexico./ Nature: Rental Property of a new Apartment located in Tijuana BC Mexico. My wife and I expect to receive a monthly rent of approximately $2,100 dollars after HOA fees./ Role: Proprietor / owner./ Duty: Rental Property of a new Apartment located in Tijuana BC Mexico. My wife and I expect to receive a monthly rent of approximately $2,100 dollars after HOA fees. 2) C.F.A & Y.G.K, Trustees of The A. Family Trust dated January 6, 2016, Family Living Trust, Chula VistaCalifornia United States-91913, Trustee, START DATE-1/6/2016.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-26
  • S66 Uniform Combined State Law Examination
    2004-08-26
Other Names
  • Carlos Alonso

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