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320 Post Road Suite 230, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sprott Global Resource Investments | Carlsbad | CA | 08/2006 | Present |
| Sprott Asset Management Usa, Inc. | Carlsbad | CA | 03/2016 | Present |
| Resource Capital Investment Corporation | Carlsbad | CA | 05/2021 | Present |
MILES FRANKLIN, ADDRESS: 801 TWELVE OAKS CENTER DRIVE, SUITE #834, WAYZATA, MN 55391; POSITION: GOLD DEALER REFERRAL, CONNECTING CLIENTS LOOKING FOR PHYSICAL METALS WITH AN APPROPRIATE DEALER; NOT INVESTMENT RELATED; START DATE: OCTOBER 1, 2014; COMPENSATION: COMMISSION BASED; TIME DEVOTED: 3 HOURS/MONTH SPROTT ASSET MANAGEMENT USA, INC., AN AFFILIATE OF SPROTT GLOBAL RESOURCE INVESTMENTS LTD. AND WHOLLY OWNED SUBSIDIARY OF SPROTT INC.; YES; INVESTMENT RELATED; INVESTMENT EXECUTIVE; BEGINNING MARCH 4, 2016; APPROXIMATELY 160 HOURS A MONTH, ALL GENERALLY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE INVESTMENT ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-23 |
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