Rudolph Sturgeon

Current Employers

Employment History

• 01/1989 → Present
  Fields, Nemec & Company
  Corpus Christi, TX
• 07/2003 → 06/2024
  Securities America, Inc.
  Corpus Christi, TX
• 02/2011 → 06/2024
  Securities America Advisors, Inc.
  Corpus Christi, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Corpus Christi, TX

Previous Registrations

• 2011-02-09 → 2024-06-14
  Securities America Advisors, Inc.
  Corpus Christi, TX
• 2004-09-23 → 2011-03-02
  Ffs Investments, Ltd.
  Corpus Christi, TX
• 2003-08-14 → 2004-09-27
  Securities America Advisors, Inc.
  Corpus Christi, TX
• 2000-08-02 → 2003-08-08
  1St Global Advisors Inc
  Corpus Christi, TX

Other Businesses

1) COMMERCIAL RENTAL PROPERTY -FROM TIME TO TIME ANSWER TENNANTS QUESTIONS & LEASE OF PROPERTY 2) OIL & GAS EXPLORATION JOE MACKINNON GIFT TRUST OF 2009 -Trust Protector-Trust that owns S Corporation stock. Not trustee, am Trust Protector-1/28/2009-1416 Broadway Ste 120 Pearland TX 77581-Am Trust Protector. Protector has right to remove any Trustee of Trust & has power to appoint new Trustee. Protector can not appoint self the Trustee. 3) SHERRY MACKINNON GIFT TRUST OF 2009 -Trust Protector Trust that owns S Corporation stock. Not Trustee. Am Trust Protector-1/30/2009-1416 Broadway Ste 120 Pearland TX 77581-Am Trust Protector. Protector has right to remove any Trustee of Trust & has power to appoint new Trustee. Protector can not appoint self the Trustee. 4) JOE MACKINNON GIFT TRUST OF 2014 -Trust Protector-Trust that owns S Corporation stock. Not Trustee. Am Trust Protector-9/29/2014-1416 Broadway Ste 120 Pearland TX 77581-Am Trust Protector. Protector has right to remove any Trustee of Trust & has power to appoint new Trustee. Protector can not appoint self the Trustee. 5) SHERRY MACKINNON GIFT TRUST OF 2014 -Trust Protector-Trust that owns S Corporation stock. Not Trustee. Am Trust Protector-9/30/2014-1416 Broadway Ste 120 Pearland TX 77581-Am Trust Protector. Protector has right to remove any Trustee of Trust & has power to appoint new Trustee. Protector can not appoint self the Trustee. 6) SOUTH BLUFF PLAZA -PARTNER -SOUTH BLUFF PLAZA /REAL ESTATE #HRS 1 SEC TRADE HRS 1 -6/1/84 -501 S Tancahua 2nd Flr CORPUS CHRISTI TX 78401 -COMMERCIAL RENTAL PROPERTY. Occasional tenant communication and leasing discussion. 7) SOUTH BLUFF OIL & GAS PARTNERSHIP -PARTNER -SOUTH BLUFF OIL AND GAS PARTNERSHIP /OIL AND GAS EXPLORATION #HRS 1 SEC TRADE HRS 1 -7/20/10 -501 S TANCAHUA CORPUS CHRISTI TX 78401 -OIL & GAS EXPLORATION/EXTRACTION Partner 8) NAVIGATION FINANCIAL GROUP -Agent -Navigation Financial Group Investments & Insurance Sales - Agent INVEST RELATED Yes #HRS 8 SEC TRADE HRS 8 -10/1/00 -PO BOX 2945 Corpus Christi TX 78401 -investments & insurance sales based on client needs 9) FIELDS, NEMEC & CO P.C. -Shareholder -FIELDS, NEMEC & CO., P.C. ACCOUNTING; PARTNER; VICE PRESIDENT/TREASURER #HRS 170 SEC TRADE HRS 100 -1/1/89 -501 S Tancahua St 2nd Flr Corpus Christi TX 78401 -Manage day to day activities of the Firm and (+/-)20 staff. Prepare tax returns, provide attest services for private companies, and provide consulting services regarding business, tax and accounting activities. 10) STG ADVISORS, PLLC POSITION: MEMBER NATURE: TEXAS PROFESSIONAL LIMITED LIABILITY COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 501 S. TANCAHUA ST., CORPUS CHRISTI TX 78401, United States DESCRIPTION: I HELP WITH THE ACCOUNTING OF THIS BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2000-03-08