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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

501 S Tancahua St 2Nd Floor, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fields, Nemec & Company Corpus Christi TX 01/1977 Present
Securities America, Inc. Corpus Christi TX 07/2003 06/2024
Securities America Advisors, Inc Corpus Christi TX 02/2011 06/2024
Osaic Wealth, Inc. Corpus Christi TX 06/2024 Present
Osaic Wealth, Inc. Corpus Christi TX 06/2024 Present
  • 01/1977 → Present
    Fields, Nemec & Company
    Corpus Christi, TX
  • 07/2003 → 06/2024
    Securities America, Inc.
    Corpus Christi, TX
  • 02/2011 → 06/2024
    Securities America Advisors, Inc
    Corpus Christi, TX
  • 06/2024 → Present
    Corpus Christi, TX
  • 06/2024 → Present
    Corpus Christi, TX
Previous Registrations
  • 2011-02-09 → 2024-06-14
    Securities America Advisors, Inc.
    Corpus Christi, TX
  • 2004-09-23 → 2011-03-02
    Ffs Investments, Ltd.
    Corpus Christi, TX
  • 2003-08-14 → 2004-09-27
    Securities America Advisors, Inc.
    Corpus Christi, TX
  • 2000-06-15 → 2003-08-08
    1St Global Advisors Inc
    Corpus Christi, TX
Other Businesses

***DIANE VAKY DAVIS PROTECTION TRUST -trustee -Trustee of trust This is part of my sub-activity as employee for Fields Nemec And CO. PC #HRS 3 -7/1/11 -501 S Tancahua 2nd flr Corpus Christi TX 78401 -trustee ***ESTATE OF LEIGH T WALTON BLUM -co-executor -Estate Co-executor #HRS 1 -9/12/19 -PO BOX 23067 Corpus Christi TX 78403 -Estate Co-executor ***LEIGH T WALTON BLUM FAMILY TRUST -trustee -Trustee of Family Trust #HRS 3 -9/12/19 -501 S Tancahua 2nd Flr Corpus Christi TX 78401 -trustee ***BLUFF LEASING REAL ESTATE AND OIL & GAS OPERATIONS -General Partner -Leasing Operations for Oil & Gas, Real Estate #HRS 1 -12/5/85 -501 S Tancahua 2nd Flr Corpus Christi TX 78401 -Lessors of other Real Estate properties/O&G ***NAVIGATION FINANCIAL GROUP -RIA/Agent -Investments and Insurance Sales - Agent INVEST RELATED Yes #HRS 8 SEC TRADE HRS 8 -10/1/00 -PO BOX 2945 Corpus Christi TX 78403 -investments & insurance sales based on client needs ***SOUTH BLUFF OIL AND GAS PARTNERSHIP -partner -Oil & gas partnership -7/20/10 -501 S Tancahua Corpus Christi TX 78401 -Investor: Crude Petroleum Extraction; Oil & Gas Exploration ***SOUTH TEXAS COUNCIL INC, BOY SCOUTS OF AMERICA -EXECUTIVE BOARD MEMBER -Board of Directors membership #HRS 8 -1/1/00 -700 Everhart Ste A Corpus Christi TX 78411 -executive board member ****ESTATE OF WARREN F. SPANUTIUS -co-executor -Co-executor of estate of Warren F. Spanutius. This is part of my sub-activity as employee of Fields Nemec and Co. PC. #HRS 1 -9/3/16 -501 S Tancahua Corpus Christi TX 78401 -Co-executor of estate ***FIELDS, NEMEC & CO., P.C. -EMPLOYEE -ACCOUNTING; EMPLOYEE #HRS 160 SEC TRADE HRS 120 -12/1/91 -501 S Tancahua St 2nd Flr Corpus Christi TX 78401 -Manage day to day activities and Firm (+/-) 20 staff. Prepare tax returns, provide attest services for private companies, and provide consulting services regarding business, tax and accounting activities. Also from time to time serve as trustee for client ILETs. currently, servicing Miller 1991 Irrevocable Trust, Anne Countess Revocable Trust. ***WARREN F. SPANUTIUS FAMILY TRUST -co-trustee -Co-Trustee for trust. This is part of my sub-activity as employee for Fields Nemec and CO. PC #HRS 2 SEC TRADE HRS 1 -7/7/17 -501 S Tancahua 2nd flr Corrpus Christi TX 78401 -trustee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-24
  • S66 Uniform Combined State Law Examination
    2000-02-24

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