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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-10-04 |
| AR | RA | APPROVED | 2018-09-24 |
| DE | RA | APPROVED | 2018-09-24 |
| RI | RA | APPROVED | 2018-09-24 |
| AL | RA | APPROVED | 2018-09-21 |
| MS | RA | APPROVED | 2018-09-21 |
| NE | RA | APPROVED | 2018-09-21 |
| OK | RA | APPROVED | 2018-09-21 |
| VA | RA | APPROVED | 2018-09-20 |
| WA | RA | APPROVED | 2018-09-20 |
| MN | RA | APPROVED | 2015-10-13 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Saint Francis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-20 |
| S65 | Uniform Investment Adviser Law Examination | 2005-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-01 |
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