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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
13620 Lincoln Way Suite 275, Auburn, CA 95603-3264 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Auburn | CA | 06/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | CA | 03/2020 | 07/2025 |
| Northrock Partners, Llc | Auburn | CA | 07/2025 | Present |
Independent Insurance Brokering; United American Insurance Company; 11/02/2022; Medicare Supplement. Board of Directors; Gold Country Wildlife Rescue; General Board Member; 11251 B Ave, , Auburn, CA, 95603; Not Investment-Related; 07/11/2022; 1 to 9 hours per month; 0 during trading hours / South Placer Estate Planning Council; Meeting Coordinator; 13620 Lincoln Way, Suite 275, , Auburn, CA, 95603; Not Investment-Related; 04/22/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Sutter Auburn Faith Hospital Foundation Planned Giving Committee; Committee member; 11815 Education St, , Auburn, CA, 95602; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Gold Country Wildlife Rescue; Committee member; 11251 B Ave, , Auburn, CA, 95603; Not Investment-Related; 08/25/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-13 |
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