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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-03
  • NJ RA
    APPROVED
    Since 2022-11-03

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

194 Nassau St, Princeton, NJ 08542 • United States

1378 Us Highway 206, Skillman, NJ 08558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P.MOrgan Securities Llc New York NY 03/2014 10/2022
Sruti, Llc West Windsor NJ 02/2014 Present
Wells Fargo Clearing Services, Llc Marlton NJ 10/2022 Present
  • 03/2014 → 10/2022
    J.P.MOrgan Securities Llc
    New York, NY
  • 02/2014 → Present
    Sruti, Llc
    West Windsor, NJ
  • 10/2022 → Present
    Marlton, NJ
Previous Registrations
Other Businesses

SRUTI LLC DBA LEARN AS YOU PLAY, NOT INV RELATED, WEST WINDSOR, NJ,100% OWNERSHIP WITH SPOUSE, START 2/27/2014, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, DAYCARE, CHILDCARE, CHILDRENS EDUCATIONAL AND ENRICHMENT PROGRAMS. CONSULTING FOR BUSINESS OPERATIONS, GROWTH AND STRATEGY. SATYAJEET SHINDE INDEPENDENT CONSULTANT, NOT INV RELATED, WEST WINDSOR, NJ, 100% OWNERSHIP, START 10/31/2022, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, NONCOMPETING BUSINESS CONSULTING SERVICES REGARDING OPERATIONS, GROWTH AND STRATEGY. HEARTFULNESS INSTITUTE, NOT INV RELATED, PRINCETON, NJ, MEDITATION TRAINER, START: 1/18/24, 12 HRS PER MONTH, 0 HRS DURING TRADING, MEDITATION TRAINING SESSIONS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-10
S63 Uniform Securities Agent State Law Examination 2004-07-20
  • S65 Uniform Investment Adviser Law Examination
    2005-08-10
  • S63 Uniform Securities Agent State Law Examination
    2004-07-20
Other Names
  • Shinde Satyajeet
  • Satya Shinde

View on SEC IAPD

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