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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-11-03 |
Branch Locations
1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States
7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States
194 Nassau St, Princeton, NJ 08542 • United States
1378 Us Highway 206, Skillman, NJ 08558 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P.MOrgan Securities Llc | New York | NY | 03/2014 | 10/2022 |
| Sruti, Llc | West Windsor | NJ | 02/2014 | Present |
| Wells Fargo Clearing Services, Llc | Marlton | NJ | 10/2022 | Present |
SRUTI LLC DBA LEARN AS YOU PLAY, NOT INV RELATED, WEST WINDSOR, NJ,100% OWNERSHIP WITH SPOUSE, START 2/27/2014, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, DAYCARE, CHILDCARE, CHILDRENS EDUCATIONAL AND ENRICHMENT PROGRAMS. CONSULTING FOR BUSINESS OPERATIONS, GROWTH AND STRATEGY. SATYAJEET SHINDE INDEPENDENT CONSULTANT, NOT INV RELATED, WEST WINDSOR, NJ, 100% OWNERSHIP, START 10/31/2022, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, NONCOMPETING BUSINESS CONSULTING SERVICES REGARDING OPERATIONS, GROWTH AND STRATEGY. HEARTFULNESS INSTITUTE, NOT INV RELATED, PRINCETON, NJ, MEDITATION TRAINER, START: 1/18/24, 12 HRS PER MONTH, 0 HRS DURING TRADING, MEDITATION TRAINING SESSIONS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-20 |
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