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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-04-26
  • MN RA
    APPROVED
    Since 2019-04-26

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Roseville, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc. Minneapolis MN 04/2009 10/2016
Questar Capital Corporation Minneapolis MN 12/2016 03/2019
Questar Asset Management Minneapolis MN 12/2016 03/2019
Thrivent Financial Appleton WI 04/2019 Present
Thrivent Investment Management Inc Minneapolis MN 04/2019 Present
  • 04/2009 → 10/2016
    Ameriprise Financial Services Inc.
    Minneapolis, MN
  • 12/2016 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2016 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 04/2019 → Present
    Thrivent Financial
    Appleton, WI
  • 04/2019 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

AMWAY POSITION: Independent Business Owner NATURE: Direct sales of consumer goods. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: 2220 Midland Grove Rd, #105, Roseville MN 55113, United States DESCRIPTION: Training/coaching of other independent business owners. Direct sales of household consumer goods. REAL ESTATE INVESTING POSITION: Owner NATURE: Purchase real estate that requires fixing, renovate it, and resell for a profit. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 2220 Midland Grove Rd, Roseville MN 55113, United States DESCRIPTION: Identify the real estate, purchase the real estate (using an agent), coordinate the people to fix it, and resell (using a real estate agent)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-13
  • S66 Uniform Combined State Law Examination
    2004-10-13
Other Names
  • Robert Williams
  • Robbie Williams
  • Rob Williams
  • Robert Williams
  • Robert Williams Iii
  • Rob Williams

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