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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-08 |
Branch Locations
6621 Woodlands Pkwy, The Woodlands, TX 77382 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Houston | TX | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 01/2017 | 10/2021 |
| Lowe'S | Tomball | TX | 03/2016 | 01/2017 |
| Bank Of America, N.A. | The Woodlands | TX | 01/2017 | 10/2021 |
| J.P. Morgan Securities Llc | Spring | TX | 10/2021 | 06/2026 |
| Jp Morgan Chase Bank, N.A. | Spring | TX | 10/2021 | 06/2026 |
RENTAL PROPERTY - 11397; INV RELATED;WOODBRIDGE,VA; LONG-TERM RENTING;50% OWNERSHIP; START DATE: 11/01/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-05 |
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