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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-06-09 |
| CO | RA | APPROVED | 2024-08-28 |
| CA | RA | APPROVED | 2024-08-20 |
| GA | RA | APPROVED | 2022-10-21 |
| TX | RA | APPROVED_RES | 2022-07-07 |
| NC | RA | APPROVED | 2020-07-14 |
| MS | RA | APPROVED | 2019-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 03/2007 | 12/2016 |
| Mml Investors Services Inc. | Oxford | MS | 05/2007 | 12/2016 |
| Guardian Life Insurance Co Of America | New York | NY | 01/2017 | 04/2017 |
| Park Avenue Securities, Llc | New York | NY | 01/2017 | 04/2017 |
| Guardian Life Insurnace | Oxford | MA | 04/2017 | 07/2022 |
| Park Avenue Securities | Oxford | MS | 04/2017 | 07/2022 |
| Park Avenue Securities | Oxford | MS | 07/2022 | Present |
| Guardian Life Insurance Company | Oxford | MS | 07/2022 | Present |
1. Other insurance sales other than Guardian-Sell of group and individual insurance products from other companies, Start: 04/01/2005, Address: 109 Price Street, Oxford, MS 38655, 10 bus hrs per month, Investment related, More than 10% annual compensation, 2) OLP LLC-Real Estate investment Rental property, Start: 08/01/2016, Address: 109 Price Street Oxford MS 38655, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Russell Financial Services Inc-Owns Commercial Office building, Start: 04/01/2016, Address: 109 Price Street Oxford MS 38655, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Mallard Plantation LLC-Residential rental company, Start: 08/01/2011, Address: 109 Price Street Oxford MS 38655, 3 total hour per month; 0 during securities trading hours, Investment related, More than 10% annual compensation, 5) Oak Ridge Rentals-in charge of leasing units, Start: 10/04/2022, Address: 31 HWY 328 Oxford, MS 38655, 2 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 6) North Mississippi Storage-Partnership to buy mini storage units, Start: 04/14/2023, Address: 109 Price Street Oxford, MS 38655, 3 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 7) Tinside, LLC- Hunting property, Start: 04/08/2024, Address: 2373 Tinside Road Batesville, MS 38655, 1 total hour per month; 0 during securities trading hours, Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-28 |
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