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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-04-03
  • MS RA
    APPROVED
    Since 2024-04-03

Branch Locations

265 N Lamar Blvd Ste K Bldg 2 Oxford Square North, Oxford, MS 38655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Memphis TN 03/2016 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 Present
Previous Registrations
Other Businesses

EXECUTRIX FOR MOTHER, INV RELATED, BRUCE, MS, START: 10/22/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-01
  • S66 Uniform Combined State Law Examination
    2010-04-01

View on SEC IAPD

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