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Thomas Earl Chandler

Cetera Investment Advisers LLC

Oxford, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-18
MS RA APPROVED 2023-05-22
  • TX RA
    APPROVED_RES
    Since 2026-08-18
  • MS RA
    APPROVED
    Since 2023-05-22

Branch Locations

158 Court House Square, Oxford, MS 38655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Oxford MS 04/2016 04/2022
Mwa Financial Services, Inc. Oxford MS 09/2016 04/2022
Sand Springs Community Church Pontotoc MS 12/2016 11/2020
Massmutual Life Insurance Company Oxford MS 04/2022 05/2023
Mml Investors Services, Llc Oxford MS 04/2022 05/2023
Cetera Investment Services Llc Saint Cloud MN 05/2023 Present
Regions Bank Oxford MS 05/2023 Present
Cetera Investment Advisers Llc Oxford MS 05/2023 Present
  • 04/2016 → 04/2022
    Modern Woodmen Of America
    Oxford, MS
  • 09/2016 → 04/2022
    Mwa Financial Services, Inc.
    Oxford, MS
  • 12/2016 → 11/2020
    Sand Springs Community Church
    Pontotoc, MS
  • 04/2022 → 05/2023
    Massmutual Life Insurance Company
    Oxford, MS
  • 04/2022 → 05/2023
    Mml Investors Services, Llc
    Oxford, MS
  • 05/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2023 → Present
    Regions Bank
    Oxford, MS
  • 05/2023 → Present
    Cetera Investment Advisers Llc
    Oxford, MS
Previous Registrations
Other Businesses

1.) THOMAS CHANDLER NOTARY PUBLIC, NOTARIZE DOCUMENTS FOR NON-INVESTMENT CLIENTS, 100% OWNER, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
S63 Uniform Securities Agent State Law Examination 2016-12-03
  • S66 Uniform Combined State Law Examination
    2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2016-12-03
Other Names
  • Thomas Earl Chandler
  • Thomas Earl Chandler

View on SEC IAPD

Other Firms

EVERSOURCE WEALTH ADVISORS, LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
ADVISOR RESOURCE COUNCIL
RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
PARK AVENUE SECURITIES LLC

Other Investors

JOSEPH ALLEN SIMPSON
Bradley Dees Mayo
RICHARD CLYDE HASTINGS
SUSAN CHRESTMAN BOYD
ALLEN REID KIMBRELL
CHARLES DAVID SHERMAN
DAVID LINDSAY REID
Jonathan E Randolph

Other Offices

EVERSOURCE WEALTH ADVISORS, LLC · Oxford, MS
LPL FINANCIAL LLC · OXFORD, MS
WELLS FARGO CLEARING SERVICES, LLC · OXFORD, MS
ADVISOR RESOURCE COUNCIL · Oxford, MS
RAYMOND JAMES & ASSOCIATES, INC. · Oxford, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Oxford, MS
EDWARD JONES · OXFORD, MS
PARK AVENUE SECURITIES LLC · OXFORD, MS

More in Oxford, MS

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