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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2018-04-05 |
| TX | RA | APPROVED | 2018-04-05 |
Branch Locations
400 S Lamar Blvd Suite A, Oxford, MS 38655 • United States
322 W. Main St., Tupelo, MS 38804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oxford | MS | 09/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oxford | MS | 11/2016 | 04/2018 |
| Raymond James & Associates, Inc | Oxford | MS | 04/2018 | Present |
(1)Name of Business: Mid South Grain Inspection Service Address: channal ave , Memphis , TN, 38113, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 01/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board meeting once per month (2)Name of Business: MS Baron, LLC Address: 2120 Kingfisher Lane, Oxford, MS, 38655, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/18/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner/member in an LLC that owns a private aircraft for personal use. (3)Name of Business: UOX Service,LLC Address: 2120 Kingfisher Lane , Oxford , MS, 38655, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC member manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-11 |
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