Stephen Thomas Haeckel

Current Employers

Employment History

• 05/2016 → 07/2019
  Transamerica Financial Advisors, Inc
  St Petersburg, FL
• 07/2019 → 09/2020
  Braemar Acm Shipbroking
  Essex, CT
• 09/2020 → Present
  Lpl Financial Llc
  White Plains, NY
• 12/2023 → Present
  Trivium Point Advisory Llc
  White Plains, NY

Previous Registrations

• 2005-10-24 → 2010-04-01
  Msi Financial Services, Inc.
  Shelton, CT
  Shelton, CT
• 2005-02-18 → 2005-10-11
  Waddell & Reed
  North Haven, CT

Other Businesses

1. 9/21/2020 - Trivium Point Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/10/2020 - 40 Hours Per Month/2 Hours During Securities Trading 2. 9/21/2020 - Trivium Point Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/10/2020 - 120 Hours Per Month/4 Hours During Securities Trading 3. 9/21/2020 - Trivium Point Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/10/2020 - 40 Hours Per Month/2 Hour During Securities Trading 4. 11/16/2020 - Quarry Hill Consultants LLC - Investment Related - Home Based - Insurance Agency - Started 09/23/2020 - 80 Hours Per Month/3 Hours During Securities Trading - Selling Life, Fixed Annuities, Disability and Long Term Care. 5. 03/12/2024 - Trivium Point Advisory LLC - Inv related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2024 - 173 Hrs/Mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 06/05/2024 - Trivium Point Insurance Group - Non-Variable Insurance - Agent/ Producer - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 5 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-07
• S63 Uniform Securities Agent State Law Examination
  2005-01-28

Other Names

• Stephen Haeckel