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Nicholas Scott Freas

Thrivent Advisor Network, LLC

Denver, CO

Minneapolis, MN

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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-04-11
  • CO RA
    APPROVED
    Since 2023-04-11

Branch Locations

501 S Cherry St Suite 490, Denver, CO 80246 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Advisor Network, Llc Dba 5280 Associates Denver CO 06/2021 Present
Sentinel Peak Resources Englewood CO 07/2019 01/2021
Encana Oil And Gas Denver CO 12/2014 07/2019
Unemployed Foxfield CO 01/2021 06/2021
  • 06/2021 → Present
    Thrivent Advisor Network, Llc Dba 5280 Associates
    Denver, CO
  • 07/2019 → 01/2021
    Sentinel Peak Resources
    Englewood, CO
  • 12/2014 → 07/2019
    Encana Oil And Gas
    Denver, CO
  • 01/2021 → 06/2021
    Unemployed
    Foxfield, CO
Previous Registrations
  • 2005-09-21 → 2006-05-10
    Waddell & Reed
    Denver, CO
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-10
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S65 Uniform Investment Adviser Law Examination
    2023-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22
Other Names
  • Scott Freas

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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