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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-22
IL RA APPROVED 2012-12-05
  • TX RA
    APPROVED_RES
    Since 2021-02-22
  • IL RA
    APPROVED
    Since 2012-12-05

Branch Locations

3201 S Meadow Brook Road Suite B, Springfield, IL 62711 • United States

207 West Jefferson Ste 306, Bloomington, IL 61701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2012 Present
Cornerstone Advisers, Llc Springfield IL 11/2012 Present
  • 08/2012 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2012 → Present
    Schaumburg, IL
  • 11/2012 → Present
    Cornerstone Advisers, Llc
    Springfield, IL
Other Businesses

1) CORNERSTONE ADVISERS, LLC; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; SPRINGFIELD, IL; FINANCIAL ADVISOR; SINCE 11/2012; 160 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) FAMILY SERVICE CENTER; NOT INVESTMENT REL; 730 E VINE ST, SPRINGFIELD, IL 92703; NOT FOR PROFIT ORGANIZATION; START DATE 7/2015; 2 HOUR/WEEK NOT DURING TRADING HOURS; BOARD MEMBER - TREASURER 3) NAME OF OTHER BUSINESS: CORNERSTONE WEALTH PLANNERS, LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR EXPENSES ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSES ; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2023; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-04
S63 Uniform Securities Agent State Law Examination 2005-09-28
  • S66 Uniform Combined State Law Examination
    2012-12-04
  • S63 Uniform Securities Agent State Law Examination
    2005-09-28
Designations

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