Nicholas Charles Ey

Current Employers

Employment History

• 06/2014 → 10/2018
  Fnb Wealth
  Balitmore, MD
• 05/2016 → 10/2018
  Cetera Investment Services Llc
  St. Cloud, MN
• 05/2016 → 10/2018
  Cetera Investment Advisors
  Baltimore, MD
• 10/2018 → 02/2021
  Bb&T Securities, Llc
  Richmond, VA
• 10/2018 → 02/2021
  Bb&T Bank
  Baltimore, MD
• 02/2021 → 02/2022
  Truist Investment Services, Inc.
  Baltimore, MD
• 02/2021 → 02/2022
  Truist Advisory Services, Inc.
  Atlanta, GA
• 02/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2022 → Present
  Mattingly Wealth Advisors, Llc
  Timonium, MD

Previous Registrations

• 2021-02-17 → 2022-02-22
  Truist Advisory Services, Inc.
  Atlanta, GA
• 2018-10-12 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Baltimore, MD
  Richmond, VA
• 2016-05-16 → 2018-08-15
  Cetera Investment Advisers Llc
  Baltimore, MD
• 2013-02-06 → 2014-06-16
  Pnc Wealth Management Llc
  Bel Air, MD
  Jarrettsville, MD
  Abingdon, MD
  Belcamp, MD
• 2006-12-08 → 2007-04-16
  Citicorp Investment Services
  Timonium, MD
• 2003-06-17 → 2006-11-30
  M&T Securities, Inc.
  Timonium, MD
  Timonium, MD
  Towson, MD
  Towson, MD
  Timonium, MD
• 2003-03-28 → 2006-08-02
  Wilmington Trust Investment Advisors, Inc.
  Baltimore, MD

Other Businesses

1) NAME OF OTHER BUSINESS: MATTINGLY WEALTH ADVISORS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-04
• S66 Uniform Combined State Law Examination
  2000-03-30