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Anne F Oliver

Morgan Stanley

Lexington, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-07
TX RA APPROVED 2024-06-07
  • KY RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-06-07

Branch Locations

444 East Main Street Suite 111, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Lexington KY 05/2004 06/2024
Morgan Stanley Smith Barney Llc Lexington KY 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-08
  • S66 Uniform Combined State Law Examination
    2004-11-08
Designations
Other Names
  • Anne Carr Frazier
  • Anne Carr Fraley
  • Anne Frances Carr
  • Anne Carr Oliver
  • Anne F Oliver
  • Anne Oliver

View on SEC IAPD

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AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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