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Mignon Elizabeth De La Torre

Morgan Stanley

La Jolla, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-10-03
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-10-03
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1250 Prospect Street Suite 202, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc La Jolla CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    La Jolla, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
    La Jolla, CA
  • 2006-10-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lajolla, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-15
  • S66 Uniform Combined State Law Examination
    2006-09-15
Other Names
  • Mignon Elizabeth Marcee

View on SEC IAPD

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