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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-16
  • CO RA
    APPROVED
    Since 2024-04-16

Branch Locations

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Investors Dist Co Centennial CO 02/2016 03/2017
Brighthouse Securities, Llc San Juan Capistrano CA 03/2017 10/2023
Lpl Financial Llc Littleton CO 10/2023 Present
Traction Financial Partners Denver CO 10/2023 04/2024
Western Wealth Management, Llc Golden CO 04/2016 Present
  • 02/2016 → 03/2017
    Metlife Investors Dist Co
    Centennial, CO
  • 03/2017 → 10/2023
    Brighthouse Securities, Llc
    San Juan Capistrano, CA
  • 10/2023 → Present
    Lpl Financial Llc
    Littleton, CO
  • 10/2023 → 04/2024
    Denver, CO
  • 04/2016 → Present
    Golden, CO
Previous Registrations
Other Businesses

1. 10/3/2023: Timeshare Rental; Steamboat Springs, CO; Real Estate Rental; Owner; Inv. related; start date 9/1/2021. 2. 11/15/2023: Samwise Investments LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 9/20/2023; 0hrs/mo. during trading. 3. 05/07/2024 - Quo Vadis Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/03/2024 - 65 Hours Per Month/ 3 Hours During Trading 4. 05/14/2024 - Western Wealth Management, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 4/16/2024 - 160 Hrs/mo; 8 Hrs During Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 05/28/2024 - Western Wealth Management LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/16/2024 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/09/2024 - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/04/2024 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
S63 Uniform Securities Agent State Law Examination 2006-11-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
  • S63 Uniform Securities Agent State Law Examination
    2006-11-09

View on SEC IAPD

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