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Sopha Liu

Strategic Advisers LLC

Greenwood Village, CO

Westminster, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-04
TX RA APPROVED_RES 2026-05-04
  • CO RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED_RES
    Since 2026-05-04

Branch Locations

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwood Village CO 04/2026 Present
Tiaa Denver CO 09/2004 03/2026
  • 04/2026 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 09/2004 → 03/2026
    Tiaa
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-28
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S65 Uniform Investment Adviser Law Examination
    2007-12-28
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07
Other Names
  • Sopha Lim
  • Sopha Lim

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
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LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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