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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-18 |
Branch Locations
14362 N Frank Lloyd Wright Bvd Ste 2111, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc | Scottsdale | AZ | 07/2009 | 09/2020 |
| Ssn Advisory , Inc | Scottsdale | AZ | 10/2013 | 09/2020 |
| Securities America, Inc. | Scottsdale | AZ | 09/2020 | 12/2020 |
| Securities America Advisors, Inc. | Scottsdale | AZ | 09/2020 | 12/2020 |
| Lpl Financial, Llc | Scottsdale | AZ | 12/2020 | Present |
1. 12/18/2020 - Pinnacle Financial Planning, INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/ Investment Purposes Only - Started 7/29/2009. 2. 12/18/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/25/2013 - 10 Hours Per Month/5 Hours During Securities Trading - Selling Whole Life,Term Life, Long Term Care, Health. 3. 12/18/2020 - SDV FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/13. 4. 12/28/2020 - SDV Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/2013.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-21 |
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