Best Investors Account Sign in

Scott David Vineberg

LPl Financial LLC

Scottsdale, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-18
  • CA RA
    APPROVED
    Since 2020-12-18

Branch Locations

14362 N Frank Lloyd Wright Bvd Ste 2111, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc Scottsdale AZ 07/2009 09/2020
Ssn Advisory , Inc Scottsdale AZ 10/2013 09/2020
Securities America, Inc. Scottsdale AZ 09/2020 12/2020
Securities America Advisors, Inc. Scottsdale AZ 09/2020 12/2020
Lpl Financial, Llc Scottsdale AZ 12/2020 Present
  • 07/2009 → 09/2020
    Securities Service Network, Inc
    Scottsdale, AZ
  • 10/2013 → 09/2020
    Ssn Advisory , Inc
    Scottsdale, AZ
  • 09/2020 → 12/2020
    Securities America, Inc.
    Scottsdale, AZ
  • 09/2020 → 12/2020
    Securities America Advisors, Inc.
    Scottsdale, AZ
  • 12/2020 → Present
    Scottsdale, AZ
Previous Registrations
  • 2020-09-18 → 2020-12-21
    Securities America Advisors, Inc.
    Scottsdale, AZ
  • 2013-11-05 → 2020-09-18
    Ssn Advisory, Inc.
    Scottsdale, AZ
  • 2014-02-25 → 2015-12-31
    Financial Roadmap, Inc.
    Williams, AZ
  • 2009-08-03 → 2013-11-26
    Householder Group Financial Advisors, Llc
    Scottsdale, AZ
  • 2013-11-20 → 2013-11-20
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
  • 2006-05-11 → 2009-07-29
    Householder Group, Estate & Retirement Specialists
    Scottsdale, AZ
  • 2005-04-11 → 2006-03-22
    Los Angeles, CA
    Los Angeles, CA
  • 2005-04-05 → 2006-03-22
    Los Angeles, CA
Other Businesses

1. 12/18/2020 - Pinnacle Financial Planning, INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/ Investment Purposes Only - Started 7/29/2009. 2. 12/18/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/25/2013 - 10 Hours Per Month/5 Hours During Securities Trading - Selling Whole Life,Term Life, Long Term Care, Health. 3. 12/18/2020 - SDV FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/13. 4. 12/28/2020 - SDV Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/2013.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 2004-06-21
  • S66 Uniform Combined State Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    2004-06-21
Designations
Other Names
  • Scott Vineberg

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor