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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
| TX | RA | APPROVED_RES | 2017-01-18 |
| PA | RA | APPROVED | 2011-05-24 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
20397 Route 19 Suite 232, Cranberry Township, PA 16066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2004 | Present |
1 ILIO DIPAOLO SCHOLARSHIP FUND, GIVING SCHOLARSHIPS TO HIGH SCHOOL ATHLETES, BOARD MEMBER, START 1/25/2011, 2 HRS PER MONTH. 2.Board member SonShine Charitable Fund 8921 Shumla Rd Fredonia, NY 14063. Start date: 05/26/2023. 1 hour/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-23 |
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